Solutions catalog · Industry · Page 2
Financial services solutions
Not sure where to start? Answer four questions in the guided finder
Proxy Voting & Shareholder Services
Tracks the distribution of proxy materials and tabulates votes for mutual fund clients.
6 requirements · 8 integrations · 3 ways to deploy
Public Cloud Infrastructure
Managing the tenant with "Policy as Code" guardrails designed to block public S3 buckets holding consumer data. Guardrails reduce, not remove, misconfiguration risk; data decisions remain yours.
6 requirements · 7 integrations · 4 ways to deploy
Reg BI (Regulation Best Interest) Tracker
Records each recommendation to a retail customer with the alternatives considered, costs, disclosures and supervisory review, in support of a broker-dealer’s Regulation Best Interest compliance.
6 requirements · 7 integrations · 3 ways to deploy
Secure File Transfer
Encrypted "drop box" for clients to upload tax returns without using insecure email.
6 requirements · 7 integrations · 3 ways to deploy
Security Awareness Training
Phishing simulations tailored to financial fraud (e.g., "Wire Transfer Request"), producing training evidence for examiners and cyber insurers. Premium decisions remain the insurer's.
6 requirements · 6 integrations · 3 ways to deploy
Shared-Risk Loan Syndication Engine
Participation platform for credit unions to offer loan risk slices to partners, record their commitments and allocate and service each share.
5 requirements · 8 integrations · 3 ways to deploy
Spreadsheet Risk Control
Auditing critical Excel models (EUCs) for formula errors and unauthorized changes.
6 requirements · 7 integrations · 3 ways to deploy
Stress Testing & Capital Planning (DFAST)
Runs "what-if" economic scenarios (e.g., "Unemployment up 5%") to project capital ratios. Capital decisions remain with management and the board.
6 requirements · 7 integrations · 3 ways to deploy
Third-Party Risk Scoring
Continuous credit-rating-style monitoring of vendor security postures.
6 requirements · 6 integrations · 3 ways to deploy
Trade Reconstruction Repository
Links voice calls, emails, and chat logs to specific trade executions to support "Best Execution" reviews and MiFID II record-keeping. Best execution judgments remain the firm's.
6 requirements · 8 integrations · 3 ways to deploy
Trade Surveillance & Market Abuse Monitor
Flags possible "front-running" and restricted-list trades in employee personal trading accounts for compliance to review (Code of Ethics).
6 requirements · 7 integrations · 3 ways to deploy
Vendor Risk Management (VRM)
Centralized repository for tracking third-party SOC 2 reports and insurance certificates, organizing vendor due diligence with upload links and renewal tasks.
5 requirements · 7 integrations · 3 ways to deploy
Virtual Desktop Infrastructure
Secure remote workspaces designed to keep PII off loan officers' local laptops, under file, clipboard and print policies you approve. Access decisions remain yours.
5 requirements · 7 integrations · 3 ways to deploy
Voice Recording Compliance
Recording trader turret phones and mobile calls, timestamped and indexed for compliance.
6 requirements · 7 integrations · 3 ways to deploy
Vulnerability Management
Authenticated scanning of the banking network on your schedule (e.g., weekly), supporting the GLBA Safeguards Rule's vulnerability-assessment requirement (16 CFR 314.4(d)(2)). Risk assessment and remediation remain the institution's.
6 requirements · 7 integrations · 3 ways to deploy
Wealth Transfer & Estate Visualization
Visual mapping tool for complex trust structures (GRATs/CLATs) and simple modeling of transfer strategies for high-net-worth families, without tax calculations.
6 requirements · 6 integrations · 3 ways to deploy
Not sure which of these fit? Use the guided finder, browse by requirement or request a gap analysis.