Featured collection · 8 products
Preparing for an examination
Third-party due diligence, continuity plans, model validations, AML alerts, the credit-loss allowance and board decisions, each kept with the evidence and reasoning examiners ask for.
Each product is here because of the line quoted from its own page. Open it for integrations, deployment options and what it does not do.
The 8 products
Vendor Risk Management (VRM)
Third-party due diligence your examiners can follow from start to finish
Centralized repository for tracking third-party SOC 2 reports and insurance certificates, organizing vendor due diligence with upload links and renewal tasks.
Business Continuity Planning
Business continuity and disaster recovery plans you can show an examiner, run as a managed service
Managing disaster recovery plans and automated testing logs for examiners.
Model Risk Management (MRM) Validator
Every test, finding and approval keeps its data snapshot, code version and reasoning, ready for model risk committees, auditors and examiners.
Records the validation and monitoring tests run on AI and credit scoring models in support of SR 26-2 model risk guidance (which replaced SR 11-7), rating each result against your thresholds and documenting model drift and bias. Validation conclusions remain your validators' to reach.
AML & SAR Automation Hub
Every alert, decision and report keeps its reasoning and evidence, ready for internal audit and examiners.
Rules-based detection of structuring and layering, with FinCEN Suspicious Activity Report (SAR) drafts pre-filled for BSA officers to review and file.
IFRS 9 / CECL Impairment Calculator
Your finance team proposes the allowance and your committee approves it, with a record auditors and examiners can follow.
Estimates "Expected Credit Loss" under CECL and IFRS 9 from your own loss and vintage history and the economic scenarios you approve. The allowance recorded remains your institution's judgment.
Board Governance & Packet Portal
Every packet version, approval and vote is kept with its date and author, ready for auditors and examiners.
Encrypted iPad portal for Board minutes and voting, with "reading room" controls on downloading and printing non-public material. Access policy and vote validity remain your institution's.
Digital Member Onboarding (KYC/CIP)
Every application keeps its evidence and decision, ready for your BSA officer, auditors and examiners.
Account opening online or on a phone, collecting CIP information and ID document images for staff to examine, supporting the USA PATRIOT Act Customer Identification Program rule (31 CFR 1020.220). Your CIP and BSA officer's decisions remain yours.
Trade Surveillance & Market Abuse Monitor
Holdings reports, quarterly transaction reports and annual certifications are collected and tracked in the same place, ready for examiners.
Flags possible "front-running" and restricted-list trades in employee personal trading accounts for compliance to review (Code of Ethics).
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