Alt-Invest Compliance & Checkout Portal

Principal workflows

• Invite: Investor relations sets up the offering, its document set and its eligibility rules, then invites investors or their advisers to a secure subscription workspace.
• Subscribe: Investors answer the subscription questionnaire online. Answers drive which sections apply, conflicting answers are flagged before submission, and the completed documents are signed electronically.
• Verify: The portal collects the evidence for each investor's status and runs sanctions and bad actor checks. A compliance reviewer decides whether the evidence supports the status claimed and records why.
• Close and file: Ready subscriptions are countersigned by the general partner. The portal prepares the closing package for the administrator and assembles the offering data for Form D and state notice filings.

Who uses it

• Investor relations and fund operations teams at private equity, private credit and venture firms
• Chief compliance officers who sign off on investor eligibility
• Fund counsel who review subscription terms and prepare regulatory filings
• Fund administrators who onboard investors into the register
• Auditors and examiners, who need evidence of how each investor was accepted

Reporting

• Closing readiness by offering and investor
• Subscriptions waiting on the investor, compliance or countersignature
• Verification decisions by accreditation basis and reviewer
• Sanctions and bad actor check results
• Commitments by offering, share class and state
• Form D and state notice filing data for each offering

Features

• Smart subscription questionnaire: One online questionnaire built from your counsel's documents, showing each investor only the sections that apply to them.
• Consistency checks: Answers that contradict each other, such as an investor type and the accreditation basis claimed, are flagged before submission.
• Accredited investor verification: Evidence collection for each basis of accreditation, including third-party verification letters, with the reviewer's decision and reasons recorded.
• Qualified purchaser checks: Separate questions and evidence for qualified purchaser status where the fund relies on Section 3(c)(7).
• Electronic signature: Subscription documents signed by each required signatory, with the signed version and signing record stored together.
• Sanctions and bad actor checks: Results from your sanctions screening provider and bad actor questionnaires attached to each investor and covered person.
• Closing readiness board: Every investor's status in one view: invited, in progress, submitted, verified, countersigned and funded.
• Adviser and representative access: Investors can delegate completion to a financial adviser, family office or attorney, while signatures stay with the investor.
• Funding notices: Funding notices issued with the fund's own bank instructions; Moraph does not hold or move investor funds.
• Form D and state filing data: Offering amounts, investor counts and sales by state assembled from accepted subscriptions, ready for your team or counsel to file.
• Reusable investor profiles: Returning investors start from their earlier answers and documents, and confirm or update them for the new offering.
• Audit trail: Every answer change, document, signature, verification decision and export recorded with the person and time.

Integrations

• Electronic signature: Signing through the e-signature service you already use, including Moraph's managed Digital Transaction Management service.
• Sanctions screening: Investors, beneficial owners and signatories sent to your screening provider, with results attached to the subscription.
• Fund administration: Accepted subscriptions exported to your administrator's investor register by file or API.
• CRM: Investor and prospect records synchronized with your CRM, so investor relations works from one contact list.
• Identity verification: Identity checks on individual investors and signatories through your chosen provider, where your procedures require them.
• Single sign-on: Your staff sign in through your identity provider (SAML or OpenID Connect); investors use their own accounts with multi-factor authentication.
• Work API: Subscription, verification and closing data available to your data warehouse and reporting tools through the Moraph Work API.

Deployment

• Moraph cloud: Hosted and operated by Moraph in the United States region. United Kingdom and Australia regions are available for managers outside the US.
• Dedicated environment: A single-tenant environment for managers whose policies require isolation, scoped in the proposal.
• Branded investor portal: The investor-facing pages carry your firm's name and branding on a domain you choose.

Security and privacy

• Single sign-on: Your staff sign in through your identity provider, so your password and multi-factor policies apply.
• Investor accounts with multi-factor authentication: Investors and their representatives sign in with their own accounts and multi-factor authentication, and see only the subscriptions they are part of.
• Role-based access: What each person can see and do follows their role; accepting an investor's status is separate from collecting the evidence.
• Encryption and keys: Client and investor data is encrypted, with keys Moraph staff cannot use without explicit, time-bound authorization.
• Complete audit trail: Every view, change, decision, signature and export is logged with the person and time, and cannot be edited.
• Data residency: Data stays in the hosting region you choose: the United States, the United Kingdom or Australia.

Limitations

• The portal does not decide whether an investor is accredited or a qualified purchaser. Your compliance team reviews the evidence and makes that decision, and the portal records it.
• It does not file Form D or state notice filings. It assembles the data, and your team or counsel submits filings through EDGAR and the relevant state systems.
• Moraph does not hold, receive or move investor funds. Capital is wired to the fund's own bank account, and receipt is confirmed by your administrator.
• It is not a sanctions screening engine. It sends investor details to the screening provider you choose and records the results.
• Subscription documents and questions are your counsel's. Moraph converts them into the online form but does not give legal advice on their content.
• It is designed for US private placements under Regulation D. Offerings under Regulation S or other countries' private placement rules need separate configuration and review by your counsel.
• It does not maintain the fund's investor register or capital accounts after the close; that stays with your administrator.
• Ongoing investor reporting, capital calls after the initial closing and distributions are not included.

Next steps

Book a demonstration or a technical briefing at www.moraph.com/solutions/alt-invest-compliance-and-checkout-portal. Purchasing routes and company information: www.moraph.com/how-to-buy.